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General Exchange Act
Results: 639

#	Item
541	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-05-23 15:08:30 Business Business law Partnerships Legal entities American International Group Accredited investor Investment Advisers Act General partnership Hedge fund Financial economics Investment Types of business entity
542	ATTORNEY GENERAL OPINION 02-2 To: The Honorable Stan Hawkins P. O. Box 367 Ucon, ID 83454 Add to Reading List Source URL: www.ag.idaho.gov Language: English - Date: 2011-04-20 13:53:03 United States Securities and Exchange Commission Financial regulation Financial institutions Institutional investors Securities regulation in the United States Securities Act McCarran–Ferguson Act Security U.S. Securities and Exchange Commission United States securities law Investment Financial economics
543	Title 32: PROFESSIONS AND OCCUPATIONS Chapter 111-A: MAINE COMMODITY CODE HEADING: PL 1987, c. 402, Pt. A, §174 (rpr) Table of Contents Subchapter 1. GENERAL PROVISIONS................................................... Add to Reading List Source URL: www.mainelegislature.org Language: English - Date: 2013-12-04 06:34:06 Business Financial markets Marxist theory Commodity Exchange Act United States securities law Futures contract Commodity Futures Trading Commission Commodity Commodity broker Commodities market Financial economics Goods
544	STATEOFNEWYORK OFFICE OF THE ATTORNEY GENERAL ERIC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-09 10:26:46 Financial regulation Finance United States Securities and Exchange Commission 73rd United States Congress New Deal Securities Act U.S. Securities and Exchange Commission Securities offering Securities fraud United States securities law Financial system Financial economics
545	State of Rhode Island and Providence Plantations Office of the General Treasurer Gina M. Raimondo General Treasurer Add to Reading List Source URL: www.treasury.ri.gov Language: English - Date: 2013-05-21 22:34:06 U.S. Securities and Exchange Commission Investment Advisers Act Securities and Exchange Commission Government United States securities law Self-regulatory organizations Municipal Securities Rulemaking Board Financial regulation
546	This document is subject to the provisions of the Privacy Act ofl974, and may require redaction before disclosure to third parties. No redaction has been performed by the Office of Inspector General. Recipients of this r Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-07-28 12:36:49 Business Laura Pendergest-Holt U.S. Securities and Exchange Commission Allen Stanford Bernard Madoff Stanford International Bank Charles Ponzi Inspector General Fraud Confidence tricksters Stanford Financial Group Crime
547	wbkgdBDseal_DeepPurple_in Add to Reading List Source URL: oig.federalreserve.gov Language: English - Date: 2014-04-22 16:47:48 United States Department of the Treasury Financial economics Finance Inspector General Dodd–Frank Wall Street Reform and Consumer Protection Act Elizabeth A. Coleman Troubled Asset Relief Program U.S. Securities and Exchange Commission Financial Stability Oversight Council Late-2000s financial crisis Systemic risk United States federal banking legislation
548	This document is subject to the provisions of the Privacy Act of 1974, and may require redaction before disclosure to third parties. No redaction has been performed by the Office. of Inspector General. Recipients of this Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-06 10:02:38 Financial services Institutional investors Putnam Investments U.S. Securities and Exchange Commission Putnam Inspector General Hedge fund Mutual fund Financial economics Investment Finance
549	Janet McGinness EVP & Corporate Secretary General Counsel, NYSE Markets Legal & Government Affairs September 3, 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-04 09:01:04 Investment United States Securities and Exchange Commission Corporate crime U.S. Securities and Exchange Commission Broker-dealer Securities Exchange Act Incentive program New York Stock Exchange NYSE Arca Financial economics Business Financial markets
550	SD MEDX South Dakota Medical Electronic Data Exchange SD Department of Social Services GENERAL INFORMATION Add to Reading List Source URL: dss.sd.gov Language: English - Date: 2013-02-22 16:08:32 Health Data privacy Health Insurance Portability and Accountability Act Privacy law Government Law .sd Medicare National Uniform Billing Committee Federal assistance in the United States Healthcare reform in the United States Presidency of Lyndon B. Johnson

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